Audit risk and auditor response of each risk describe

 Audit risk 

Audit risk is the risk that the auditor will get the audit opinion wrong.
 In practice, this nearly always means that the auditor will fail to qualify an audit report that he should have qualified.

 In order for this situation to arise, there needs to be a material error in the accounting records or the financial statements which was not corrected before the financial statements were published and which the auditor did not refer to in the audit report.


Kinds of Audit risks

There are  types of Audits risks are describes bellow


01.Inherent risk, 

02.Control risk and

03. Detection risk.

 01.Inherent risk

Inherent risk is the susceptibility of an assertion to error which individually or when aggregated with other errors could material to the financial statements before considering the effect, if any, of related internal controls e.g:
 integrity of management
 competence and commitment of staff
 time pressure as a result of unrealistic deadlines being set for reporting dates.
 Inherent risk is assessed as high if the integrity of management is questionable or the competence of staff is questionable.


 02.Control risk and:-

Control risk is the risk that an error which could occur and which individually or when aggregated with others could be material to the financial statements will be prevented or detected on a timely basis with the internal controls.

 Control risks arises because the accounting systems lacks in built internal controls to prevent inaccurate, incomplete and invalid transaction recording or due to the intrinsic limitations of internal controls such as collusion among employees or management overriding controls.

 

 03. Detection risk.

 

Detection risk is the chance that an auditor will fail to find material misstatements that exist in an entity's financial statements. These misstatements may be due to either fraud or error. Auditors make use of audit procedures to detect these misstatements.

However, because of the nature of audit procedures, some detection risk will always exist. For example, auditors often sample a certain type of company transaction because examining every transaction is impractical. Increasing the sample size can reduce detection risk, but some risk will always remain.

 

 

 

 

 

 

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